You are here: Home Free Law Online Washington Administrative Agency Decisions & Guidance Documents: Financial Services & Securities

Washington Administrative Agency Decisions & Guidance Documents: Financial Services & Securities

Back to Free Law Online
Updated Jan. 10, 2014.

Washington State Flag

This guide covers administrative material from the Washington Department of Financial Institutions and its divisions.


Banks Division

The Banks Division issues two types of administrative decisions:

Opinions (informal and nonbinding interpretive letters): arranged by date and searchable, from 2003 and archive (1996-2003).

Administrative orders (enforcement actions): arranged by date, from March 2009.


Consumer Services Division

The Consumer Services Division issues several categories of administrative material.

Administrative actions: arranged by date, from Aug. 1997.

Check cashers/sellers/small loan interpretive letters and statements: arranged by date, from Sept. 1995.

Consumer loan companies interpretive letters: summaries, arranged by date, from Feb. 1992.

Escrow agent interpretive letters: arranged by date, from Dec. 1995.

Mortgage broker interpretive letters and policy statements: arranged by date, from March 2007.

top


Credit Unions Division

The Credit Unions Division produces several types of administrative sources.

Interpretive letters (formerly called opinions): arranged by date, from 1995.

Interpretive letters index: from 1995.

Administrative actions: arranged by date, from May 2009.

top


Financial Services Department

The Financial Institutions Department is the parent agency for the other divisions named on this page.

Interpretive letters and statements from various divisions (Banks, Consumer Services, Credit Unions, and Securities)

top


Securities Division

The Securities Division issues:

Administrative action/orders database: searchable, from 1999.

Administrative orders: arranged by year, from 1998.

Interpretive letters, opinions, and policy statements: by type and then by year.

Franchise Act interpretive and policy statements: arranged by date, from 1991.

Securities Act interpretive statements: arranged by date with a subject index, from 1991.

Securities Act policy statements: arranged by date with a subject index, from 1991.

top

Connect with us:

© Copyright 2015, All Rights Reserved University of Washington School of Law

4293 Memorial Way Northeast, Seattle, WA 98195



Login | Logout